South Carolina law
Securities & Finance Laws in South Carolina.
Federal securities law ('33 Act, '34 Act, '40 Act) is administered by the SEC. South Carolina supplements with the South Carolina Uniform Securities Act of 2005 (S.C. Code § 35-1-101 et seq.), administered by the Securities Division of the Office of the Attorney General. The Act governs registration of securities (where not federally preempted), broker-dealers, investment advisers, and agents, and provides state anti-fraud remedies.
Last verified: 2026-04-17
State law
Key South Carolina Statutes
Governs registration of securities and of broker-dealers, investment advisers, and agents.
Prohibits schemes to defraud, material misstatements or omissions, and fraudulent or deceitful practices in connection with securities transactions.
Buyers of securities sold in violation of the Act may sue for rescission or damages.
State law
Official Sources
Not Legal Advice
This page summarizes publicly available statutes and rules for informational purposes only. It does not constitute legal advice, and no attorney-client relationship is created by viewing this content. Laws change — always verify with the primary source or consult a licensed attorney in South Carolina.
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