Eckberg Lammers
Why hire a securities & finance attorney
Securities laws are among the most complex and heavily regulated areas of law — overlapping federal statutes (Securities Act, Exchange Act, Investment Advisers Act), SEC rules, FINRA regulations, and state blue sky laws. An attorney navigates this regulatory maze and protects your rights.
Investment losses can be devastating — retirement savings, college funds, and life savings wiped out by fraud, unsuitable recommendations, or unauthorized trading. An attorney evaluates whether your losses resulted from misconduct and pursues recovery through FINRA arbitration, SEC complaints, or civil litigation.
SEC and FINRA enforcement actions carry serious consequences — fines, disgorgement, industry bars, and even criminal referrals. An attorney experienced in securities enforcement can negotiate with regulators, mount a defense, and minimize the impact on your career and business.
Securities disputes often involve complex financial instruments, trading strategies, and valuation issues that require specialized knowledge. An attorney who understands these products can evaluate claims, retain financial experts, and present the case effectively.
Frequently asked about securities & finance
How much does it cost to hire an attorney?
Fee structures vary by practice area and case complexity. Many attorneys offer free initial consultations. Common arrangements include contingency (you pay only if you win), hourly, flat fee, or retainer. Ask about fee arrangements during your first consultation.
When should I contact an attorney?
Earlier is almost always better. Many legal matters have strict deadlines, and evidence and witness recollections can degrade quickly. A short call before deadlines run is usually free and can clarify whether you have a case.
What should I bring to my first consultation?
Bring any documents related to your matter: contracts, correspondence, photos, police or medical reports, identification, and a brief written timeline of events. The more organized your information, the more an attorney can tell you during the first meeting.
How long will my case take?
Timelines vary widely. Simple matters can resolve in weeks; complex litigation can take years. During your consultation, ask the attorney for a realistic timeline based on the specifics of your situation.