What is Indiana's law on indiana uniform securities act?

Indiana law

Securities & Finance Laws in Indiana.

Indiana securities and finance disputes can involve investment fraud, broker misconduct, unregistered securities activity, and state-level enforcement alongside federal regulation and FINRA processes. The Indiana Uniform Securities Act is administered by the Indiana Secretary of State’s Securities Division.

Last verified: 2026-04-17

State law

Key Indiana Statutes

Indiana Uniform Securities ActI.C. §§ 23-19-1 et seq.

Indiana’s securities statute regulates securities registration, broker-dealer and adviser registration, and fraudulent or prohibited practices in connection with securities activity.

State law

Official Sources

Indiana Secretary of State — Securities Division Indiana General Assembly — Indiana Code

Not Legal Advice

This page summarizes publicly available statutes and rules for informational purposes only. It does not constitute legal advice, and no attorney-client relationship is created by viewing this content. Laws change — always verify with the primary source or consult a licensed attorney in Indiana.

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Securities & Finance Laws in Indiana.

Key Indiana Statutes

Official Sources

Not Legal Advice

Move from state law into guided help or attorney search.

Other state law topics.