Nebraska law

Securities & Finance Laws in Nebraska.

Federal securities law ('33 Act, '34 Act, '40 Act) is administered by the SEC. Nebraska supplements with the Securities Act of Nebraska, administered by the Bureau of Securities within the Nebraska Department of Banking and Finance. The Act governs registration of securities (where not federally preempted), broker-dealers, investment advisers, and agents, and provides state anti-fraud remedies. Nebraska also hosts major financial-services entities (Berkshire Hathaway, Mutual of Omaha, TD Ameritrade), producing significant securities and broker-dealer practice.

Last verified: 2026-04-17

State law

Key Nebraska Statutes

Securities Act of NebraskaNeb. Rev. Stat. § 8-1101 et seq.

Governs registration of securities and of broker-dealers, investment advisers, and agents.

Anti-Fraud ProvisionNeb. Rev. Stat. § 8-1102

Prohibits schemes to defraud, material misstatements or omissions, and fraudulent or deceitful practices in connection with the offer or sale of securities.

Civil LiabilityNeb. Rev. Stat. § 8-1118

Buyers of securities sold in violation of the Act may sue for rescission or damages.

State law

Official Sources

Nebraska Department of Banking and Finance — Securities U.S. SEC

Not Legal Advice

This page summarizes publicly available statutes and rules for informational purposes only. It does not constitute legal advice, and no attorney-client relationship is created by viewing this content. Laws change — always verify with the primary source or consult a licensed attorney in Nebraska.

Next step

Move from state law into guided help or attorney search.

If you want help applying this information to your situation, start with guided help or browse attorneys for this issue in Nebraska.

Get guided help Browse Securities & Finance attorneys

Securities & Finance Laws in Nebraska.

Key Nebraska Statutes

Official Sources

Not Legal Advice

Move from state law into guided help or attorney search.

Other state law topics.