New Hampshire law
Securities & Finance Laws in New Hampshire.
Federal securities law ('33 Act, '34 Act, '40 Act) is administered by the SEC. New Hampshire supplements with the New Hampshire Uniform Securities Act (RSA Chapter 421-B), administered by the Bureau of Securities Regulation of the Secretary of State. The Act governs registration of securities (where not federally preempted), broker-dealers, investment advisers, and agents, and provides state anti-fraud remedies.
Last verified: 2026-04-17
State law
Key New Hampshire Statutes
Governs registration of securities and of broker-dealers, investment advisers, and agents in New Hampshire.
Prohibits schemes to defraud, material misstatements or omissions, and fraudulent or deceitful practices in connection with securities transactions.
Buyers of securities sold in violation of the Act may sue for rescission or damages. 2-year discovery / 5-year repose.
State law
Official Sources
Not Legal Advice
This page summarizes publicly available statutes and rules for informational purposes only. It does not constitute legal advice, and no attorney-client relationship is created by viewing this content. Laws change — always verify with the primary source or consult a licensed attorney in New Hampshire.
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