Securities & Finance Laws in Missouri.

Based on the Uniform Securities Act (2002). Governs registration, anti-fraud, and administrative enforcement.

Makes it unlawful to employ a scheme to defraud, make a material misstatement or omission, or engage in fraudulent or deceitful practice in connection with the offer or sale of a security.

A buyer of a security sold in violation of the Act may sue to rescind or for damages. 2-year discovery / 5-year repose.

Requires broker-dealers, investment advisers, and their agents to report suspected financial exploitation of eligible adults and permits delay of disbursements during investigation.