Oklahoma law

Securities & Finance Laws in Oklahoma.

Federal securities law ('33 Act, '34 Act, '40 Act) is administered by the SEC. Oklahoma supplements with the Oklahoma Uniform Securities Act of 2004 (71 Okla. Stat. §§ 1-101 et seq.), administered by the Oklahoma Department of Securities. The Act governs registration of securities (where not federally preempted), broker-dealers, investment advisers, and agents, and provides state anti-fraud remedies.

Last verified: 2026-04-17

State law

Key Oklahoma Statutes

Oklahoma Uniform Securities Act of 200471 Okla. Stat. §§ 1-101 et seq.

Governs registration of securities and of broker-dealers, investment advisers, and agents.

Anti-Fraud Provision71 Okla. Stat. § 1-501

Prohibits schemes to defraud, material misstatements or omissions, and fraudulent or deceitful practices in connection with securities transactions.

Civil Liability71 Okla. Stat. § 1-509

Buyers of securities sold in violation of the Act may sue for rescission or damages. 2-year discovery / 5-year repose.

State law

Official Sources

Oklahoma Department of Securities U.S. SEC

Not Legal Advice

This page summarizes publicly available statutes and rules for informational purposes only. It does not constitute legal advice, and no attorney-client relationship is created by viewing this content. Laws change — always verify with the primary source or consult a licensed attorney in Oklahoma.

Next step

Move from state law into guided help or attorney search.

If you want help applying this information to your situation, start with guided help or browse attorneys for this issue in Oklahoma.

Get guided help Browse Securities & Finance attorneys

Securities & Finance Laws in Oklahoma.

Key Oklahoma Statutes

Official Sources

Not Legal Advice

Move from state law into guided help or attorney search.

Other state law topics.